The CCO toolkit is a compilation of guides on a number of core compliance functions relevant to Chief Compliance Officers in any sector. Each guide sets forth best practices to help manage
the core compliance functions.
The CCO Toolkit includes guides on:
- Code of Conduct
- Compliance Communications and Training
- Compliance Monitoring
- Compliance Program Assessment
- Internal Investigations
- Policy Management Framework
- Preparing and Conducting Regulatory Exams
- Regulatory Change Management
Each guide has an accompanying roadmap.
Please note that Policy Patty Toolkit provides general information only which does not constitute legal advice.